Vice President of Investment Compliance

Leading the operational execution of investment compliance, the full-time Vice President of Investment Compliance will translate policies into executable controls and governance processes while building a dedicated compliance operations function in a remote environment. Key responsibilities Lead the operational execution of investment compliance by developing monitoring frameworks and governance processes across the investment lifecycle Direct and develop a team responsible for compliance operations, establishing accountability and a culture of continuous improvement Design and implement a comprehensive compliance control framework, ensuring adherence to regulatory requirements and effective monitoring of compliance activities Required qualifications Bachelor's degree in Finance, Accounting, Economics, Law, or a related field 12-15+ years of experience in investment compliance operations or regulatory oversight within asset management or insurance Deep understanding of investment guidelines, trade lifecycle mechanics, and compliance monitoring systems Experience in operationalizing regulatory frameworks into executable controls Proven experience in building or transforming compliance operating models

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