EXAM MANAGER - SUPERVISORY SECURITIES COMPLIANCE EXAMINER

Exam Manager
The Division of Examinations is seeking an Exam Manager (Supervisory Securities Compliance Examiner) in the Office of Broker-Dealers (BDX), Office of Investment Advisers and Investment Companies (IA/IC), Private Funds Unit (PFU) and Office of Clearance Settlement (OCS). You will join a well-respected team that is responsible for supporting EXAMS' mission to conduct and coordinate the nationwide examination program for entities over which the Commission has regulatory authority.
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